Approach Plan governance proactively

As a plan fiduciary, you have many responsibilities that can expose you to legal liability. Our job is to minimize your exposure to any legal recourse that can be easily prevented with a proactive approach. Under ERISA law, a fiduciary is required to act prudently and in the sole interest of the plan participant to diversify plan investments and to act in accordance with the plan documents.

At first glance, being a plan fiduciary may seem like a burden, but it’s one we aim to alleviate by serving as fiduciary through Kestra Advisory Services, LLC. In this capacity, we work side by side with plan sponsors to ensure fiduciary obligations are always met by implementing a highly disciplined process based on global fiduciary standards.

Phase Two: Plan Maintenance